Keidan Financial Consultants, LLC

CONNECT

Address:

400 South Fifth Street, Suite 100
Columbus, OH 43215

Phone:

614-469-5003

Fax/Other:

614-469-4723

Privacy Policy

 

  NOTICE REGARDING CLIENT PRIVACY
 
Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf of Keidan Financial Consultants, LLC.
 
Information We Collect:
In connection with providing investment products, financial advice, or other services, we obtain non-public personal information about you, including:
·         Information we receive from you on account applications
·         Information received from credit or service bureaus or other third parties; and
·         Information about your transactions with us or others.
 
Categories of Information We Disclose:
We may disclose all information that we collect. Keidan Financial Consultants, LLC and its affiliates do not sell customer lists and will not sell your name to telemarketers.
 
Categories of Parties to Whom We Disclose:
We will not disclose information regarding you or your account with us, except under the following circumstances:
·         To your authorized Registered Representative and his or her manager;
·         To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing broker-dealer, investment company or insurance company;
·         To consumer reporting agencies;
·         To third parties who perform services or marketing on our behalf;
·         To your attorney, trustee or anyone else who represents you in a fiduciary capacity;
·         To our attorneys, accountants or auditors; and
·         To government entities or other third parties in response to subpoenas or other legal process as required by law or to ensure compliance with regulatory inquires.
·         We may disclose non-public personal information about you in connection with the transfer of your account to another financial institution at your request or the request of your advisor. If you do not want Keidan Financial Consultants, LLC to disclose your non-public personal information with your advisor’s new financial institution, please contact us as directed below.
 
 
How We Use Information:
Information may be used among AIG companies that perform support services for us, such a data processors, technical systems consultants and programmers or companies that help us market products and services to you for a number of purposes, such as:
  • To protect your accounts from unauthorized access or identity theft;
  • To process you requests such as securities purchases and sales;
  • To establish or maintain an account with an unaffiliated third party, such as a clearing broker-dealer providing services to you and/or Keidan Financial Consultants, LLC;
  • To service your accounts, such as by issuing checks and account statements;
  • To comply with Federal, State and Self-Regulatory Organization requirements;
  • To keep you informed about financial services of interest to you.
 
Our Security Policy:
We restrict access to nonpublic information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural security measures to safeguard confidential client information.

 

Closed or Inactive Accounts:
If you decide to close your account(s) or become an inactive customer, our Privacy Policy will continue to apply to you.
 
Complaint notification:
Please direct complaints to: Keidan Financial Consultants, LLC, 400 South 5th Street, Suite 100, Columbus, Ohio 43215-5430, Phone: 614-469-5003
 
Changes to This Privacy Policy:
If we make any substantial changes in the way we use or disseminate confidential information, we will notify you.
 
If you have any questions concerning this Privacy Policy, please write to us at Keidan Financial Consultants, 400 South 5th Street, Suite 100, Columbus, Ohio 43215-5430
 
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Check the background of this financial professional on FINRA's BrokerCheck